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Influence of model complexity and problem formulation on the forces in the knee calculated using optimization methods
BioMedical Engineering OnLine volumeÂ 12, ArticleÂ number:Â 20 (2013)
Abstract
Background
Predictions of the forces transmitted by the redundant forcebearing structures in the knee are often performed using optimization methods considering only moment equipollence as a result of simplified knee modeling without ligament contributions. The current study aimed to investigate the influence of model complexity (with or without ligaments), problem formulation (moment equipollence with or without force equipollence) and optimization criteria on the prediction of the forces transmitted by the forcebearing structures in the knee.
Methods
Ten healthy young male adults walked in a gait laboratory while their kinematic and ground reaction forces were measured simultaneously. A validated 3D musculoskeletal model of the locomotor system with a knee model that included muscles, ligaments and articular surfaces was used to calculate the joint resultant forces and moments, and subsequently the forces transmitted in the considered forcebearing structures via optimization methods. Three problem formulations with eight optimization criteria were evaluated.
Results
Among the three problem formulations, simultaneous consideration of moment and force equipollence for the knee model with ligaments and articular contacts predicted contact forces (first peak: 3.33.5 BW; second peak: 3.24.2 BW; swing: 0.3 BW) that were closest to previously reported theoretical values (2.04.0 BW) and in vivo data telemetered from older adults with total knee replacements (about 2.8 BW during stance; 0.5 BW during swing). Simultaneous consideration of moment and force equipollence also predicted more physiological ligament forces (< 1.0 BW), which appeared to be independent of the objective functions used. Without considering force equipollence, the calculated contact forces varied from 1.0 to 4.5 BW and were as large as 2.5 BW during swing phase; the calculated ACL forces ranged from 1 BW to 3.7 BW, and those of the PCL from 3 BW to 7 BW.
Conclusions
Model complexity and problem formulation affect the prediction of the forces transmitted by the forcebearing structures at the knee during normal level walking. Inclusion of the ligaments in a knee model enables the simultaneous consideration of equations of force and moment equipollence, which is required for accurately estimating the contact and ligament forces, and is more critical than the adopted optimization criteria.
Introduction
The knee joint plays a pivotal role in the normal function of the lower extremity during activities of daily living. The function of the knee relies upon a wellcoordinated mechanical interaction between its forcebearing structures, including muscles, ligaments, menisci, articular cartilage and posterior capsule [1, 2]. Knowledge of the forces transmitted by these forcebearing structures is essential for understanding and evaluating the function of the joint (normal or pathological), as well as for relevant clinical applications such as design and implantation of joint replacements. However, direct measurement of these forces in vivo is only possible in exceptional conditions such as through instrumented prostheses [3â€“6]. Therefore, mathematical modeling in conjunction with noninvasive experimental measurements has been â€“ and still remains â€“ the most commonly used approach for predicting the forces transmitted by the various forcebearing structures in the musculoskeletal system [7â€“12].
Basically, the process of estimating the forces transmitted by the forcebearing structures of the knee joint using a mathematical modeling approach involves two stages. The first stage is the calculation of the resultant forces and moments at the joint center relative to its distal segment (i.e., tibia) through the inverse dynamics analysis of measured kinematic and kinetic data [13, 14]. The second stage is the geometrical modeling of the musculoskeletal system of the joint, giving the lines of action and lever arm vectors of each of the modeled forcebearing structures including the ligaments, muscles and articular surfaces [11, 15]. Since the resultant forces and moments have to be provided by the forcebearing structures, the two force systems, namely the system of the resultant forces and moments, and the system of all the forcebearing structures, are equipollent. Two force systems are equipollent (equally powerful) if they have the same total force and total moment about the same point, e.g., knee joint center. This is different from the definition of equilibrium that requires that the sums of all external forces and moments be zero. When using the equations of equipollence, the articular surfaces are often modeled as rigid and the ligaments as nonextensible (e.g. [7]). At each time instance during the movement, the equations of force and moment equipollence at the joint center can then be used to distribute the resultant forces and moments to the individual forcebearing structures.
Given the resultant forces and moments via inverse dynamics analysis, and the lines of action and lever arm vectors of the forcebearing structures determined by the geometrical model, the only unknowns left to be determined are the magnitudes of the forces transmitted by the individual forcebearing structures. However, owing to the high degree of mechanical redundancy of the musculoskeletal system, solving the resulting simultaneous equations of force and moment equipollence remains a great challenge. For example, in the locomotor system there are at least 47 muscles in each leg influencing locomotion [16]. The equations available for dynamic equilibrium, however, are far too few to determine uniquely all the forces in the muscles, as well as other forcebearing structures simultaneously. In other words, there are an infinite number of solutions to this problem. One way to resolve this problem is to reduce the number of unknowns based on mechanical and physiological considerations to make the problem determinate such as combining muscles of similar function as a group [17, 18]. Another more widely used approach is to select a unique solution from the infinite number of solutions based on certain optimization principles such as minimization of the sum of muscle forces [8â€“10, 19â€“22].
Previous studies using optimization approaches have focused mainly on exploring the optimization principles (objective functions) that best predicted muscle recruitment patterns. The constraints considered have thus received less attention and are largely simplified. Even though theoretically both force and moment equipollence should be considered, as was done in some of these studies [9, 10, 23], most studies considered only equations of moment equipollence [8, 16, 19, 20, 24]. It remains unclear whether further inclusion of force equipollence equations to the forcedistribution problem would affect the optimum solution given the same objective function.
Another concern about the consequences of the exclusion of the force equipollence is the subsequent calculation of the forces in the passive structures. In previous studies, the ligaments restraining the joint were either not modeled in detail [16] or were simply ignored [23]. Therefore, some studies calculated the muscle and contact forces first, considering only moment equipollence in their optimization problems. With the predicted muscle and contact forces the equations of force equipollence were then used to calculate the unbalanced forces, shear components of which were subsequently attributed to the restraining structures, i.e., the ligaments [10]. Whether the unbalanced shear forces are indeed equal to the shear component of the resultant ligament forces requires further clarification. In other studies that considered only moment equipollence as a result of modeling without ligaments, only muscle and/or contact forces were predicted assuming that ligaments contributed little to the joint resultant moments [20]. No attempt was made to use the equations of force equipollence to calculate the unbalanced forces or restraining forces, or to check whether the predicted forces of muscles and/or contact surfaces satisfied the force equipollence equations.
In the literature, various objective functions have been proposed to predict muscle recruitment patterns and force magnitudes for various joints using models of different complexities and different problem formulations [8, 23â€“25]. Seireg and Arvikar [23] compared 14 criteria for predicting muscles forces in the lower limb during static postures and found that there was more than one criterion that could reasonably predict muscle activity patterns according to surface electromyography (EMG). Collins used a 2D model of the lower limb to evaluate the ability of various optimization criteria in predicting muscle activity patterns during level walking and found that, of the six tested criteria, five predicted similar patterns of muscle activity over a gait cycle [25]. In contrast, in the studies by Herzog and Leonard [24] and Challis and Kerwin [8], all the tested criteria failed to predict muscle force patterns that were consistent with the experimental data.
Instead of using EMG data for the validation of the predicted muscle forces and optimization criteria, EMGassisted optimization methods take EMG data as input and estimate individual muscle forces following their EMG profiles by minimizing a given objective function subject to moment equipollence constraints [26]. With the same optimization criterion and moment constraints these methods were found to predict more physiological muscle force patterns, such as antagonist cocontractions, agonist synergy or other forms of muscle force patterns, than optimization methods without EMG were able to [26â€“28]. However, similar to optimization methods, force equipollence constraints were not included in previous EMGassisted optimization formulations. Another limitation with EMGassisted optimization is that muscles without EMG data, such as deep muscles, may not be accurately represented in the formulation.
The above literature review indicates that further study is required to answer the question whether the level of model complexity (i.e., with or without ligaments) and problem formulation (i.e., moment equipollence with or without force equipollence) will affect the ability of optimizationbased methods in predicting forces transmitted by the forcebearing structures of a joint, including muscles, ligaments and articular contact surfaces. Therefore, the main purpose of this study was to investigate the influence of model complexity (with or without ligaments), problem formulation (moment equipollence with or without force equipollence) and optimization criteria on the prediction of the forces transmitted by the forcebearing structures in the knee using a threedimensional musculoskeletal model of the locomotor system with a knee model that included all the major forcebearing structures, including muscles, ligaments and contact surfaces.
Methods
Ten healthy male adults (age: 23.2â€‰Â±â€‰2.1 years; height: 161.1â€‰Â±â€‰8.1 cm, mass: 56.4â€‰Â±â€‰8.6 kg) participated in this study with written informed consent. They were free of any history of neuromusculoskeletal diseases or impairments. Approval for this study was provided by the Institutional Ethics Review Committee. For each subject, a total of 28 infrared retroreflective markers were attached to specific bony landmarks on each limb for the description of the motion of the segments, including anterior superior iliac spines (ASIS), posterior superior iliac spines (PSIS), greater trochanter, midthigh, medial and lateral femoral epicondyles, tibial tuberosity, head of fibula, medial and lateral malleoli, calcaneus, navicular tuberosity and the base of the fifth metatarsal [29]. Subjects were asked to walk along an 8m level walkway in a gait laboratory while the threedimensional (3D) trajectories of the markers were measured with a 7camera motion analysis system (VICON 512, Oxford Metrics, U.K.) at a sampling rate of 120 Hz. The ground reaction forces (GRF) were measured synchronously with two force platforms (AMTI, Mass., U.S.A.) at a sampling rate of 600 Hz. A secondorder Butterworth lowpass filter with a cutoff frequency of 15 Hz was used to filter both the kinematic and force plate data [30]. Motion data from at least three successful trials for each subject were collected for subsequent analysis.
A validated 3D model of the human locomotor system [11] was adopted for the analysis of the measured motion data. The human pelvisleg apparatus was modeled as four rigid body segments, namely the pelvis, thigh, shank and foot, connected by model joints. The hip was modeled as a ballandsocket joint and the ankle as a twohinge complex. The mobility of the tibiofemoral joint was controlled by a parallel spatial mechanism, formed by the isometric fibers of the anterior cruciate ligament (ACL), posterior cruciate ligament (PCL) and medial collateral ligament (MCL) as inextensible elements, as well as the lines defining the contact normals of the medial and lateral tibial plateau [31]. As a first approximation, the tibial condyles were modeled as planar rigid surfaces, the femoral condyles as spherical surfaces, and the tibia and femur were modeled as rigid bodies which maintained contact continuously in both compartments. These conditions specified a single point of tibiofemoral contact in each compartment. Formulae and model parameters describing the geometry of the knee model were taken from Wilson et al.[31].
As shown by Wilson et al., the parallel spatial mechanism model of the knee has one degree of mobility so prescription of one model variable (e.g., flexion angle) is enough to determine uniquely the motion of the model knee. Following Wilson et al., the flexion angle was taken as the variable describing the degree of mobility of the knee in the current study. Therefore, given the knee flexion angle, the motion of the model bones and all the forcebearing structures involved in the model are determined, including the lines of action of the ligaments and the contact normals.
The knee extensor mechanism, composed of the patellofemoral joint, patellar and quadriceps tendons, was also included in the model. The patella was represented as a point, namely the intersection of the quadriceps and patellar tendons [15, 32, 33]. In conjunction with the parallel spatial mechanism model, the knee extensor mechanism model takes into account the rolling motion of the femur on the tibia, as well as the socalled screw home motion [34, 35], determining the change of geometry of the patellar tendon, quadriceps tendon and patellofemoral articular contact normal throughout the full range of knee flexion. Thirtyfour muscles or muscle groups were included, represented by single lines joining their origins and insertions, wrapping around the underlying bones when necessary. Note that the ligaments and muscles were modeled as pure force generators. Therefore, they were fully described by their origins and insertions, as well as by the wrappings around the bones, giving their lines of action and lever arm lengths (moment arms).
The model was customized to individual subjects using homogeneous scaling techniques suggested by Brand et al.[36] and White et al.[37]. The homogeneous scaling matrices for each of the body segments were determined by minimizing the overall differences between the measured and modeldetermined marker coordinates on the segment in a least squares sense. These marker coordinates included those of the skin markers, as well as the joint centers as virtual markers. The center of rotation of the hip was estimated using a functional method [38]. For the knee and the ankle models, markers around the joints, including those on the femoral epicondyles and the malleoli, were used for scaling purposes.
The measured skin marker trajectories and force plate data were entered into the model to calculate the intersegmental resultant forces and moments at the joint centers during gait using inverse dynamics analysis. Inertial properties of the segments were determined using Dempsterâ€™s coefficients [39]. Skin marker movement artefacts were minimized using the Global Optimization Method (GOM) [40]. The GOM is based on the search for an optimal pose of the multilink model of the locomotor system for each data frame such that the overall differences between the measured and modeldetermined marker coordinates are minimized in a weighted least squares sense, throughout all the body segments, while subject to the model joint constraints. Segments were assigned different weightings using their residual errors as a guide. The GOM considers measurement error distributions in the system and provides an error compensation mechanism between body segments in order to reduce skin movement artefacts. More details of the mathematical descriptions of the method and the determination of the weightings can be found in Lu and Oâ€™Connor [40].
For the present study, only the mechanics of the knee were considered so the resultant force
and moment
at the knee joint center, defined as the midpoint of the intercondylar line, were transformed to the bodyembedded coordinate system of the shank segment with the origin located at the tibial tuberosity, the xaxis directed anteriorly, yaxis superiorly and zaxis to the right. These resultant forces and moments were then distributed to the individual forcebearing structures considering force and moment equipollence as follows:
where{\mathit{F}}_{\mathit{i}}^{\mathit{m}},\phantom{\rule{0.5em}{0ex}}{\mathit{F}}_{\mathit{j}}^{\mathit{l}}\phantom{\rule{0.5em}{0ex}}\text{and}\phantom{\rule{0.5em}{0ex}}{\mathit{F}}_{\mathit{k}}^{\mathit{c}}are force magnitudes of the muscles, ligaments and articular surfaces, respectively;
,
and
are the corresponding unit vectors defining their lines of action; and
,
and
are the corresponding leverarm vectors pointing from the joint center to the insertions at the shank segment. Twelve muscles affecting the mechanics of the knee were considered, namely rectus femoris, semitendinosus, semimembranosus, biceps femoris (long and short heads), gastrocnemius (medial and lateral heads), vastus intermedius, vastus medialis, vastus lateralis, as well as the gluteus maximus and tensor fasciae latae that span the knee through the iliotibial tract. The ligaments included in the Wilson knee model [31], namely the ACL, PCL, MCL, the lateral collateral ligament (LCL), and the medial and lateral contact forces were also considered. Therefore, there were six equipollence equations in terms of 18 unknowns to be solved.
The most essential consideration when applying optimization techniques is the problem formulation, including the choice of design variables, the definition of a feasible region and the selection of a proper objective function (criterion). In the current study, force magnitudes of the muscles, ligaments and contact forces were chosen as design variables. Equations of mechanical equipollence at the joint center were the main equality constraints which formed the feasible region. Considering different design variable sets and equipollence equations at the knee, three types of problem formulation were constructed. The first, denoted RM, considered muscle and articular contact force magnitudes as design variables, and moment equipollence as the constraint. The second, denoted RML, considered muscle, ligament and articular contact force magnitudes as design variables, and only moment equipollence as the constraint. The third, denoted RFML, considered muscle, ligament and articular contact force magnitudes as design variables, and both the force and moment equipollence as constraints. Each type of formulation included eight objective functions commonly used in the literature, namely sum of muscle forces
, sum of quadratic muscle forces
, sum of cubic muscle forces
, maximum of muscle forces
, sum of muscle stresses
, sum of quadratic muscle stresses
, sum of cubic muscle stresses
, and maximum of muscle stresses
. The first four were forcebased objective functions and the last four were stressbased ones.
The stress of a muscle is defined as the transmitted force (F_{ i }^{m}) divided by its physiological crosssectional area (PCSA or A_{ i }). The PCSA data for the muscles were obtained from Wickiewicz et al.[41] and Winter [39]. A QuasiNewton procedure, Sequential Quadratic Programming (SQP) [42], was used to solve the resulting constrained optimization problems. In the solution process, a large upper bound of 5000 N was set for the ligament and muscle forces, which enabled us to check whether different formulations with different objective functions would be able to predict reasonable or physiological forces in the muscles and ligaments.Since RM and RML considered only moment equipollence constraints, the forces calculated using these two formulations might not satisfy force equipollence equations. In the current study, the unbalanced force vector
, defined as
for RM, and
for RML, provided a measure of the error associated with the sole use of moment equipollence for force predictions.RML and RFML considered the magnitude of the ligament forces so the total calculated forces of the knee ligament forces
, defined as
were obtained for both RML and RFML, and their differences were then calculated as an index to evaluate the performance of the RML.
Results
With the resultant forces
and moments
at the knee joint calculated using inverse dynamics analysis (Figure 1), the forces transmitted in the muscles, articular surfaces and ligaments were calculated using the three formulations with different objective functions. The joint contact forces calculated using the three formulations (i.e., RM, RML and RFML) were different both in patterns and magnitudes (Figure 2). For different objective functions, the RM formulation predicted different results, the first peak of the contact force varying from 1.0 to 2.8 BW and the second peak varying between 1.0 and 4.5 BW. Differences in the calculated contact forces for different objective functions were also found in the RML formulation, the peak values during stance ranging from 3 to 4.5 BW and being as large as 2.5 BW during swing phase (Figure 2). These variations were largely reduced for the RMFL formulation, for which the first peak of the contact force ranged from 3.3 to 3.5 BW and the second peak ranged from 3.2 to 4.2 BW.
Muscle recruitment patterns appeared to be quite different for different formulations, and between forcebased and stressbased objective functions, as can be seen in the results of a typical forcebased objective (J3) and a stressbased objective (J7) (Figure 3). Given the same formulation, muscle recruitment patterns for other muscle forcebased objective functions (J1, J2 and J4) were similar to those of J3, while those for other muscle stressbased objectives (J5, J6 and J8) were similar to those of J7. Overall, the muscle stressbased objectives tended to predict more active muscles than the muscle forcebased objectives (Figure 3).
While the ligament forces could not be calculated using the RM formulation, the ligament forces calculated using RML and RFML were very different, both in pattern and magnitude, but the differences between objective functions with the same formulation were small (Figure 4). The forces of the ACL and PCL calculated using RML were several times body weight, while those using RFML were less than the body weight. With RML, the calculated ACL forces ranged from 1 BW to 3.7 BW, and those of the PCL from 3 BW to 7 BW. The RML also predicted MCL and LCL forces during the swing phase. With the additional inclusion of the force equipollence, the RFML predicted ligament forces that were all less than 1.0 BW, and appeared to be independent of the objective functions used (Figure 4). In contrast to RML, the RFML predicted MCL and LCL forces during the stance phase.
Large unbalanced forces were found for both RM and RML (Figure 5). Considering only moment equipollence and without modeling the ligaments, the RM showed a maximum unbalanced force of about two times body weight (Figure 5) with a maximum RMS value of about 1.3 BW over the gait cycle (Table 1). With RML, apart from the muscle forces, greater ligament forces were required to meet the moment equipollence because the lever arm lengths of the ligaments were much smaller than those of the muscles. These overestimated ligament forces and the muscle forces did not satisfy the force equipollence, leaving a maximum unbalanced force of about âˆ’4.4 BW (Figure 5). Compared to the ligament forces calculated by the RFML, a maximum RMS difference of about 7 BW over the gait cycle was found for the RML (Table 1).
Discussion
The current study aimed to investigate the influence of model complexity, i.e., with or without considering ligaments, and problem formulations on the performance of various optimization criteria in predicting forces transmitted by the forcebearing structures at the knee, namely muscles, ligaments and articular contacts, during normal level walking. Three different problem formulations in combination with eight objective functions were considered. The results supported the hypotheses that, compared to other formulations, simultaneous consideration of force and moment equipollence produced more reasonable force estimations that were also less affected by the optimization criteria employed.
Among the three problem formulations, the RMFL predicted knee contact forces that were in good agreement with results reported in previous studies, both in patterns and magnitudes [5, 18, 43]. The results did not appear to be affected by the objective functions used. In contrast, the knee contact forces calculated using the other two formulations were quite different between objective functions (Figure 2). With the RM formulation, the first peak of the contact force occurred at around 10% gait cycle (GC) with magnitudes varying from 1.0 to 2.8 BW, and the force magnitudes of the second peak at around 40% GC varied between 1.0 and 4.5 BW. These force values for both peaks and the occurrence of the second peak were quite different from the in vivo data reported in the literature which showed a force range of 2â€“3 BW, and a second peak at about 50% GC [5, 43]. During swing phase the contact forces calculated with RM rose to a maximum of 1.0 BW, which were also too large compared to those previously measured in vivo[5, 43]. The great variability in the overestimated joint contact forces using RM appeared to be the result of the different muscle recruitment patterns predicted using different objective functions because a large proportion of joint contact forces come from muscles [6, 18, 40]. This dependence between the muscle recruitment patterns, and thus the magnitude of the joint contact force, and objective functions seemed to be related to the simplification of the knee model used. Previous studies without taking ligament effects into consideration have failed to produce a muscle recruitment pattern that matches the measured EMG well [11].
Even though ligaments were considered in the RML formulation, and the variability of contact force magnitudes was reduced, the calculated contact forces were still different between objective functions (Figure 2). The patterns of the calculated contact forces were quite different from the twopeak patterns observed in previous experimental studies [5]. The curves fluctuated throughout the gait cycle, with the peaks ranging from 3 to 4.5 BW. The contact forces increased to as large as 2.5 BW during swing phase, which disagrees with previous in vivo data [5]. These results were likely due to the fact that the force equipollence was not considered in the formulation. With additional consideration of the force equipollence, the RFML formulation improved the performance of the knee model with ligaments.
Based on the knee model with ligaments, the RFML not only produced better estimates of the contact forces and the occurrence of the peak values, but also reduced the variability of the calculated forces for different objective functions (Figure 2). Apart from good estimates in the stance phase, the maximum contact forces with RFML were also less than 0.3 BW in magnitude during swing phase, which were more reasonable than those obtained with RM and RML which rose to a maximum of 1.0 BW. Contact forces measured using instrumented total knee replacements were less than about 0.3 BW during midswing phase of level walking [5, 43]. The reduced variability in the calculated contact forces from different objective functions suggests that the calculated contact forces were not sensitive to the objective functions used as long as both moment and force equipollence were considered with a knee model.
Simultaneous consideration of moment and force equipollence on a knee model is also critical for estimating ligament forces. Excluding force equipollence from the problem formulation led to an imbalance of the forces at the joint with resultant force errors (Table 1), no matter whether the ligaments were included in the model (RM and RML). The unbalanced joint forces using RM (Table 1) should not be viewed as ligament forces as was often assumed in previous studies [5, 16, 24]. When only moment equipollence was considered (RML), the objectives were largely to minimize the sum of the muscle forces (or stresses) while counteracting the external moments. Since the lever arm lengths of the ligaments were much smaller than those of the muscles, the ligaments were required to transmit greater forces, leaving a maximum unbalanced force of about âˆ’4.4 BW (Table 1 and Figure 5).
The calculated ACL forces ranged from 1 BW to 3.7 BW, and those of the PCL from 3 BW to 7 BW (Figure 4), some of which were close to or much greater than the maximum strength of the ligaments reported in the literature (e.g., ACL: 2160 N [44], 638 N [45] and 633 N [46]; PCL: 1073 N [45] and 571 N [46]). These values could not be considered physiological during a nonstrenuous activity such as level walking. With the additional inclusion of the force equipollence (RFML), the calculated ligament forces were quite different from those obtained using RML, both in magnitude and pattern, and appeared to be independent of the objective functions used (Figure 4). The ligament forces calculated using RFML were all less than 1.0 BW, and were within the maximum strength. The current results showed that when both moment and force equipollence were considered with a knee model, the selected objective functions showed obvious effects on the magnitudes and patterns of the predicted muscle forces, but less obviously on the calculated contact and ligament forces. A complete consideration of mechanical equipollence (i.e., RFML) with a knee model appeared to be more critical than the objective functions used for accurately estimating the ligament forces in the knee during walking.
In the current study, performance of different models and formulations was evaluated considering mechanical equipollence at the knee joint. Since recruitment and force production of some muscles of the knee, such as the hamstrings and gastrocnemius, may also be affected by the mechanical demands at the hip and ankle, further study considering mechanical equipollence at all three joints may be needed to confirm some of the current findings. Since direct measurement of the forces in the forcebearing structures was infeasible in living subjects, the current evaluation of the calculated contact forces had to be performed based on previous published data, including in vivo data from patients with instrumented total knee replacements. Therefore, a certain level of discrepancy between model predictions and experimental data should be expected, and the current results should be interpreted qualitatively.
The ligaments were assumed to be inextensible elements. If the ligaments were allowed to stretch under load, the femur would be displaced from its position as determined by the kinematic model of the knee and would translate on the tibial plateau until force and moment equilibrium were satisfied. Consider the ACL as an example; when the ACL was stretched to resist an anteriorly directed external force, the angle between its line of action and the tibial plateau would be reduced, producing a greater shear component. This in turn reduced the total force needed in the ACL for resisting this anteriorly directed shear force. Therefore, the assumption of inextensibility of the ligaments appeared to result in an overestimation of the total ligament forces, and the current results should be taken as an upper bound of the ligament forces. Further study would be needed to provide a more direct account of the effects of the inextensibility assumption.
The current study, performed on young healthy adults, aimed to investigate the influence of model complexity, problem formulation and optimization criteria on the prediction of the forces transmitted by the forcebearing structures in the knee. A similar study on pathological gait with muscle EMG data as a source of validation may be helpful for future clinical application of the techniques discussed in the current study.
Conclusions
Model complexity and problem formulation affect the prediction of the forces transmitted by the forcebearing structures at the knee during normal level walking. Inclusion of the ligaments in a knee model enables the simultaneous consideration of equations of force and moment equipollence, which is required for accurately estimating the contact and ligament forces, and is more critical than the adopted optimization criteria.
Abbreviations
 ASIS:

Anterior superior iliac spines
 PSIS:

Posterior superior iliac spines
 ACL:

Anterior cruciate ligament
 PCL:

Posterior cruciate ligament
 MCL:

Medial collateral ligament
 LCL:

Lateral collateral ligament
 GRF:

Ground reaction forces
 GC:

Gait cycle
 BW:

Body weight
 PCSA:

Physiological crosssectional area
 RMS:

Rootmeansquared values
 SNR:

Signaltonoise ratio
 SQP:

Sequential quadratic programming
 RM:

Problem formulation considering only moment equipollence in terms of force magnitudes of the muscles and articular contacts
 RML:

Problem formulation considering only moment equipollence in terms of force magnitudes of the ligaments, muscles and articular contacts
 RFML:

Problem formulation considering both force and moment equipollence in terms of force magnitudes of the ligaments, muscles and articular contacts
 J1:

Minimization of sum of muscle forces
 J2:

Minimization of sum of quadratic muscle forces
 J3:

Minimization of sum of cubic muscle forces
 J4:

Minimization of maximum of muscle forces
 J5:

Minimization of sum of muscle stresses
 J6:

Minimization of sum of quadratic muscle stresses
 J7:

Minimization of sum of cubic muscle stresses
 J8:

Minimization of the maximum of muscle stresses
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Acknowledgements
The authors are grateful for the financial support from the National Science Council of Taiwan (NSC942213E002112). Thanks also go to Mr. ShihHsiang Liu for his assistance in data analysis during the early stage of this study.
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All authors contributed to the conception and design of the study, the analysis and interpretation of data, and manuscript preparation. CCH contributed mainly to the analysis and interpretation of data, and manuscript preparation; TWL contributed to the conception of the study, experimental design, analysis and interpretation of data, and manuscript preparation; SCC carried out the experiments and data analysis. All authors read and approved the final manuscript.
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Hu, CC., Lu, TW. & Chen, SC. Influence of model complexity and problem formulation on the forces in the knee calculated using optimization methods. BioMed Eng OnLine 12, 20 (2013). https://doi.org/10.1186/1475925X1220
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DOI: https://doi.org/10.1186/1475925X1220